The relevance of preoperative frailty and postoperative delirium in elderly patients undergoing hip surgery


Thang Toan Nguyen ¹, Hoa Chu Khanh ², Tu Nguyen Ba ³
Author affiliations:
  1. Thang Toan Nguyen, Department of Anesthesiology, Hanoi Medical University/Centre for Anaesthesia and Surgical Intensive Care, Bach Mai Hospital, Hanoi, Vietnam; Email: nguyentoanthang@hmu.edu.vn; Orcid: https://orcid.org/0009-0006-5866-3036.
  2. Hoa Chu Khanh, Centre for Anaesthesia and Surgical Intensive Care, Bach Mai Hospital, Hanoi, Vietnam; Email: drchukhanhhoa@gmail.com
  3. Tu Nguyen Ba, Department of Anesthesiology, Hanoi Medical University, Hanoi, Vietnam; email: nguyenbatudhy@gmail.com
Correspondence: Thang Toan Nguyen, E-mail: nguyentoanthang@hmu.edu.vn
 

ABSTRACT

 

Background & Objectives: Frailty status and delirium are common findings in the elderly in the perioperative period, and are associated with higher frequency of complications and poor outcomes after surgery. This study aimed to determine the rate and relationship between preoperative frailty and postoperative delirium (POD) in elderly people scheduled for hip surgery.

Methodology: A cross-sectional observational study was conducted on 104 elderly patients scheduled for hip surgery from October 2022 to November 2023 at the Centre for Anesthesia and Surgical Intensive Care, Bach Mai Hospital. The Modified Frailty Index (mFI) was used to assess the frailty. It includes 22 clinical and paraclinical variables and is useful to assess the preoperative frailty. We assessed postoperative delirium (POD) using the Confusion Assessment Method for the ICU (CAM-ICU) flow sheet during the first 4 days after surgery. Univariate and multivariate regression analyses were used to determine the association between frailty and delirium.

Results: A total of 104 patients were included in the analysis, and the proportion of patients with preoperative frailty (mFI ≥ 0.25) was 36.5%. Postoperative delirium occurred in 32 patients (30.8%). The frail patient group had a higher rate of postoperative delirium and a significantly longer average duration of delirium than the non-frail group (60.5% vs. 13.6% and 1.26 days vs. 0.35 days, respectively, P < 0.05). Multivariate regression analysis showed that mFI ≥ 0.25 was associated with POD status 4 days after surgery (aOR = 6.29; 95% CI = 1.43-27.6; P < 0.05).

Conclusions: The incidences of preoperative frailty and postoperative delirium in elderly patients undergoing elective hip surgery were 36.5% and 30.8%, respectively. Preoperative frailty is an independent risk factor for increased postoperative delirium.

Abbreviations: ADLs - Activities of Daily Living, NMS - New Mobility Score; ASA - American Society of Anesthesiologists, POD - Post-Operative Delirium; mFI - modified Frailty Index

Keywords: Postoperative delirium; Preoperative frailty; Hip fracture surgery; Elderly patient

Citation: Nguyen TT, Khanh HC, Ba TN. The relevance of preoperative frailty and postoperative delirium in elderly patients undergoing hip surgery. Anaesth. pain intensive care 2024;28(3):423−430; DOI: 10.35975/apic.v28i3.2473
Received: April 03, 2024; Revised: April 14, 2024; Accepted: April 15, 2024

 

1. INTRODUCTION

 

Frailty is a non-specific condition, characterized by a decline in physiological reserves in the elderly, leading to increased vulnerability and reduced resistance to stressors, including anesthesia and surgery1. Generally, frailty is determined through criteria assessing the patient's comorbidities and ability to perform activities of daily living ADL).1,2 Postoperative delirium (POD) is an acute and temporary brain dysfunction characterized by a decline in alertness and consciousness. POD is associated with impairment of cognitive functions such as attention, memory, orientation, language, and perception (awareness). Regarding the cause, the majority of authors claim that POD is influenced by various factors, including both unchangeable factors (such as age, type of surgery) and changeable factors (such as anesthetic drugs, nutritional state, fragility, time of surgery, etc.).3,4
The literature reports a rate of frailty ranging from 15% to 60%, which is more common in elderly patients and those undergoing cardiovascular, orthopedic, and gastrointestinal surgery, depending on the diagnostic criteria, patient population, and type of surgery.1,5  While POD has a rate ranging from 10–80%, especially in recovery rooms, surgical intensive care units, and surgical wards, POD complications are also more common in the elderly, especially in patients having cardiac surgery and orthopedic surgery.6-8 Previous studies have shown that patients with preoperative frailty and/or POD tend to experience poor clinical outcomes such as prolonged hospital stays, increased incidence of postoperative complications (such as infection, impaired consciousness, etc.), an increased rate of hospital readmissions, increased medical costs, and even higher mortality than patients without these conditions.1,3,9,10
Hip surgery is quite common in the elderly. The main reason for needing surgery is fractures of the hip joint, which is related to degeneration of the bones and joints. It is estimated that the number of hip fractures will increase from 1.12 million in 2018 to 2.56 million in 2050 in Asia.11 This is also the type of surgery with the highest rate of POD complications among non-cardiac surgeries.6,8 In order to ensure that patients are receiving the best preventative and therapeutic measures possible during the perioperative period, it is crucial to identify and screen for preoperative frailty as well as risk factors for POD. This will reduce the likelihood of complications and enhance surgical outcomes. Some studies have demonstrated a correlation between preoperative frailty and the development of delirium following specific surgeries.12-14 We carried out this study to assess the incidence of preoperative frailty, the prevalence of POD, and the correlation between these two conditions in elderly patients scheduled for hip surgery in our population.

 

2. METHODOLOGY

 

2.1 Study design
The prospective observational study was conducted at the Centre for Anesthesia and Surgical Intensive Care, Bach Mai Hospital, from October 2022 to November 2023. The Ethics Committee at Bach Mai hospital approved the research protocol under Decision No. 4670/QĐ-BM. The preoperative anesthesia examination involved explaining and signing the patient's consent to participate. The study complied with the principles of the Helsinki Declaration on ethical issues in biomedical research.

The study included all patients scheduled for hip arthroplasty who were 60 y of age or older. Exclusion criteria included patients identified as having mental illnesses, preoperative severe cognitive disorders, alcohol abuse, being unable to complete the CAM-ICU test after surgery, or having severe complications during the perioperative period such as shock, coma, or death.

Anesthetic management and routine monitoring, such as electrocardiography, non-invasive blood pressure measurement, and pulse oximetry, were performed. We monitored blood pressure, heart rate, and blood oxygen saturation every 3 min. Did not use premedication for patients. The anesthetic method was spinal anesthesia or general anesthesia, chosen depending on the patient's condition, surgical requirements, and the patient's wishes. Fluid infusion, use of vasoconstrictors, control of body temperature, and hemodynamics were performed as usual. Variables related to the characteristics of patients, anesthesia, surgery, and delirium assessment were assessed and recorded. Figure 1 presents the study flowchart.

 



 

2.2. Frailty assessment
Frailty assessment and screening tools were assessed1,2 to be suitable for orthopedic trauma patients. In this study we used a modified frailty index (mFI) consisting of 22 criteria; including 17 criteria for the comorbidities, two criteria assessing the ability to perform daily activities before the fracture (ADL and NMS), one criterion related to weight loss, and 2 paraclinical criteria (Appendix 1. Data collection sheet). A trained anesthesiologist performed a frailty screening the day before surgery. Each criterion received a score of either 0 or 1, with a maximum total score of 22 points and a minimum score of 0. We calculated the mFI by dividing the patient's score by 22. In this study, frailty was defined as mFI ≥ 0.25; patients in the non-frail group would have an mFI < 0.25; and those in the frail group would have an mFI ≥ 0.25. (Refer to Gandossi's study9 using 21 criteria with a cut-off point of 0.25 to determine frailty).

 

Table 1: Perioperative characteristics according to frailty
Variables Full sample
(n=104)
mFI ≥ 0.25
(n = 38)
mFI < 0.25
(n = 66)
P-value
Demographic characteristics
Age
  ≤ 70 35 (33.7%) 3 (7.9%) 32 (48.5%) < 0.01
  71-80 35 (33.7%) 14 (36.8%) 21 (31.8%)
  > 80 34 (32.7%) 21 (55.2%) 13 (38.2%)
Female 65 (62.5%) 29 (76.3%) 36 (54.5%) 0.027
General clinical characteristics
   Underweight 20 (19.2%) 15 (39.4%) 5 (7.6%) < 0.001
   Healthy 44 (42%) 17 (44.7%) 27 (40.9%)
   Overweight/obesity 40 (38.5%) 6 (15.8%) 34 (51.5%)
Unintentional weight loss 15 (14.4%) 11 (28.9%) 4 (6.1%) 0.001
ASA classification
   II 65 (62.5%) 14 (36.8%) 51 (77.2%) < 0.001
   III/ IV 39 (37.5%) 24 (63.1%) 15 (22.7%)
Physical status before a fracture
  ADL = 1 48 (46.2%) 24 (63.2%) 24 (36.4%) 0.008
  NMS = 1 46 (44.2%) 25 (65.8%) 21 (31.8%) 0.001
Comorbid disease
  < 3 disease 76 (73.1%) 10 (26.3%) 66 (100%) < 0.001
  ≥ 3 disease 28 (26.9%) 28 (73.7%) 0
Abnormal test values
  Hypoalbuminemia 27 (26%) 18 (47.4%) 9 (13.6%) < 0.001
  Low hematocrit levels 52 (50%) 30 (78.9%) 22 (33.3% < 0.001
Type of surgery
  Partial hip replacement 38 (36.5%) 13 (34.2%) 25 (37.8%) >0.25
  Total hip replacement 40 (38.5%) 15 (39.5%) 25 (37.8%)
  Osteosynthesis 26 (25%) 10 (26.3%) 16 (25.4%)
Anesthesia
  Regional anesthesia 77 (74%) 30 (78.9%) 47 (71.2%) 0.124
  General anesthesia 27 (26%) 8 (21.1%) 19 (28.8%)
Delirium assessment
  Incidence of delirium 32 (30.8%) 23(60.5%) 9 (13.6%) < 0.001
  Mean time delirium (days) 0.68 ± 1.16 1.26 ±1.39 0.35 ± 1.02 < 0.01
(mFI: modified Frailty Index; ADL: Activities of Daily Living; NMS: New Mobility Score, ASA: ASA Physical Status Classification)
 

2.3. Diagnosis of postoperative delirium
In this study, CAM-ICU was the tool of choice to evaluate and diagnose postoperative delirium.4 The CAM-ICU assessment includes four steps: (1) acute change or fluctuating mental status; (2) decreased attention; (3) disorienting thinking; and (4) altered mental status. Anesthesiologists, trained to assess delirium using the CAM-ICU, performed the evaluation. Anesthesiologists diagnosed a patient with delirium when they observed both features (1) and (2), as well as either feature (3) or (4).  We assessed delirium twice daily, at 7:00 a.m. and 18:00 p.m., in the first four days following surgery. This assessment method, according to Hassan et al., can detect up to 97% of delirium cases.7
2.4. Statistical analysis
The data were processed and analyzed using Stata 13.1 software. We calculated and included in the analysis the distribution of clinical characteristics, frailty rates, and postoperative delirium rates in the general population and in the frail and non-frail groups. We present qualitative variables as frequencies and percentages, and quantitative variables as the mean, standard deviation, minimum value, and maximum value.

The normal distribution of this variables was assessed by Kolmogorov–Smirnov test. Comparison between two groups for quantitative variables used the Mann-Whitney test if distribution was not normal, and unpaired test for normal distribution. For qualitative variables, we used the χ2 test or Fisher's exact test. A P < 0.05 was considered statistically significant. Factors affecting POD were determined using a univariate regression model (P < 0.05, and the 95% CI does not contain the value 0). We then performed a multivariable logistic regression analysis, using frailty status as the regressor, and adjusted for identified associated factors. The association between frailty and POD was expressed through an aOR with P < 0.05 and a 95% CI not containing a value of 0 considered significant.

 

3. RESULTS

 

We assessed 116 patients scheduled for elective hip surgery. Among them, 4 patients refused to participate, 2 patients had a mental disease, 5 patients were unable to complete the CAM-ICU test, and 1 patient died due to pulmonary embolism. Then, we had 104 eligible patients left for inclusion in the analysis. Table 1 presents the demographic, clinical, and some frailty-related characteristics. The mean age was 75.1 ± 9.1 y (varying from 60 to 95 y), in which the female gender accounted for 62.5%, and the average BMI was 21.4 ± 3.0 (varying from 15.8 to 28.7) kg/m². There was no statistically significant difference in the type of surgery and anesthesia method in the frail and non-frail groups (P > 0.05).

 



 

There were 38 patients (36.5%) with frailty (with an mFI level ≥ 0.25); 14.4% had unintentional weight loss; and 37.5% of patients had an ASA classification > II. The proportion of patients with ADL and NMS scores equal to 1 was 46.2% and 44.2%, respectively; 27% of patients had at least 3 co-morbidities. The two most common diseases were arthritis (63.5%) and diabetes (26.9%). Hypoalbuminemia and low hematocrit had rates of 27% and 50%, respectively. These characteristics had a significantly higher distribution in the mFI ≥ 0.25 group than in the mFI < 0.25 group (P < 0.05). (Table 1).

The proportion of patients with POD within four days after surgery was 30.8%. All POD cases appeared within the first 24 h and decreased over the next three days. The POD rate in the frail group was significantly higher than the non-frail group on days 1 and 2 (Figure 2). The proportion of patients with prolonged delirium (≥ 2 days) in the frail group was also significantly higher than in the non-frail group. The average number of delirium days in the frail group was 1.26, significantly higher than the non-frail group, which was 0.35 (P < 0.05) (Table 1).

Univariate regression analysis results confirm variables related to POD rate, including age, gender, ASA classification, surgical method, anesthetic method, and frailty status (P < 0.05). We found that frailty is an independent risk factor for POD, using a multivariate regression analysis model with frailty status as the regressor and related factors taken into account. People who were frail had a 6.29 times higher rate of delirium than people who were not frail (aOR = 6.29; 95% CI = 1.43–27.60, P < 0.05) (Table 2).

 

Table 2: Variables associated with delirium and their multivariable logistics regression analysis
Delirium Univariable analysis Multivariable analysis
OR (95% CI) aOR (95% CI)
Frailty Yes 1 1
No 9.71 (3.73-25.31) * 6.29 (1.43-27.60) *
Age group (y) < 70 1 1
70-80 1.78 (0.52-6.10) 0.72 (0.11-4.59)
> 80 7.60 (2.37-24.34) * 2.16 (0.33-13.96)
Sex Male 1 1
Female 3.67 (1.35-9.98) * 2.45 (0.57-10.53)
ASA II 1 1
III & IV 5.73 (2.32-14.14) * 2.81 (0.69-11.29)
Type of surgery Total hip replacement 1 1
Partial hip replacement 6.60 (2.14-20.36) * 6.12 (1.19-31.30)
Osteosynthesis 2.43 (0.68-8.74) 2.30 (0.37-14.22)
Anesthesia Regional 1 1
General 7.02 (2.68-18.41) * 5.47 (1.51-19.82)
(* P < 0.05; OR: Odds Ratio; aOR: adjusted Odds Ratio; CI: Confidence Interval)
 

4. DISCUSSION

 

In our study, the proportion of patients with frailty was 36.5%. In patient populations undergoing hip surgery, this rate varies between studies due to the use of different frailty assessment tools. Kristler reported a frailty rate of 51% (using the frailty phenotype with 5 clinical criteria).10 Gandossi reported a frailty rate of 36.4% (using a modified Frailty Index with 21 criteria).9 In Feng's study, 48% of patients had preoperative frailty when assessed by the Frailty Index, which included 40 deficit variables.15 Rebecca used a 32-criteria assessment tool on 8640 patients with hip surgery. Rebecca classified the patients as non-frail, vulnerable, and frail. The results showed that the rate of frailty was 22.7%, and the rate of vulnerability was 32.9%.16
A meta-analysis of 15 studies involving 3250 adult surgical patients recently confirmed the association between preoperative frailty and POD. The results showed that the preoperative frailty rate was 27.1% and the POD rate was 15.8%. This analysis confirmed that frailty is associated with a significantly increased risk of POD.17 In the patient population 65 y of age and older, another meta-analysis by Gracie et al., including 9 studies of 945 patients undergoing elective surgery, found frailty rates ranging from 18.6% to 56%, and frail patients had a higher risk of POD than non-frail patients (OR = 2.14 and a 95% CI of 1.43–3.19).14
We conducted research on patients undergoing hip surgery; this is one of the types of surgery with the highest rate of POD. The findings revealed a 30.8% incidence of POD, with a close correlation between preoperative frailty status and an increased risk of POD. The POD rate in the frail group was much higher than the non-frail group (60.5% vs. 13.6%). Multivariable regression analysis showed that frailty was an independent risk factor for POD, with the likelihood of POD occurring in the frail group being 6.29 times higher than in the non-frail group (aOR = 6.29; 95% CI = 1.43-27.6; P < 0.05). Our findings are also consistent with the results of several recent studies on orthopedic surgery patients. Feng identified 48.0% of the 148 older patients with hip fractures as preoperatively frail and 52.0% as non-frail in his study. The incidence of POD on day 7 was 24.3% (36/148), and preoperative frailty was associated with a significantly higher risk of POD compared with no frailty (42.3% vs. 7.8%, P < 0.001).15 Shooka Esmaeeli et al. retrospectively studied 556 elderly people having orthopedic surgery and found that preoperative frailty significantly increased the risk of POD (OR 1.33; 95% CI 1.02–1.72, P = 0.03). In this study, the POD rate was 14% when using CAM to evaluate delirium within 24 h after surgery.13 Yun Chen reported a POD rate of 17.2% in a prospective study of 383 patients undergoing total joint arthroplasty and identified frailty status as an independent predictor of POD occurrence (OR, 3.31; 95% CI, 1.91–5.72; P = 0.008). In this study, frailty was confirmed based on 11 criteria, and delirium was assessed using the Diagnostic and Statistical Manual of Mental Disorders (DSM-V).18
Differences in rates as well as the degree of association between studies may be due to differences in patient characteristics, frailty and delirium assessment criteria, duration, and timing of delirium assessment. Despite this, results from studies consistently show that frailty is an independent risk factor for POD. Although the pathogenesis of frailty and delirium remains unclear, most authors believe that a multitude of factors plays a role. Several studies have linked frailty with reduced DNA repair capacity, mitochondrial dysfunction, increased free radical production, inflammation, innate immune dysfunction, disorders of metabolic and hormonal balances, and patients' psychological factors.5 The mechanism of delirium is also thought to be related to neurotransmitters, inflammatory responses, stress, disorders of blood supply, and metabolism in the brain.3 The association between frailty and delirium may lie in the common pathogenesis of these two conditions.19
 

5. LIMITATIONS

 

As with similar studies, this study also has some limitations. First, the study's sample size is not really large and cannot completely rule out the presence of many covariates, which may lead to residual bias and affect the results. Second, this study used the mFI to match a group of orthopedic patients; however, because it only divides patients into frailty and non-frailty groups, accurately assessing the impact of different levels of frailty on POD is challenging. Besides, the choice of a cut-off of mFI 0.25 to determine frailty does not really have clear evidence. Finally, a study lasting 4 days after surgery may not be enough to detect all cases of POD. On the contrary, due to the long duration of delirium assessment after surgery, confounding factors related to postoperative management may appear. Besides, some factors that can affect the occurrence of POD, such as blood loss, hemodynamic instability, hypoxemia, and drugs used in the perioperative period, have not been considered.

 

6. CONCLUSION

 

Our study shows that the incidences of preoperative frailty and postoperative delirium in elderly patients undergoing elective hip surgery were 36.5% and 30.8%, respectively. Preoperative frailty is an independent risk factor for increased postoperative delirium (aOR=6.29; 95% CI=1.43-27.6; P < 0.05). Therefore, we maintain the belief that interventions should be implemented whenever possible in order to screen for and optimize frailty and prevent delirium during the perioperative period.

7. Data availability
The numerical data generated during this research is available with the authors.

8. Acknowledgement
We gratefully thank Faculty of Medicine, Department of Anesthesiology, Hanoi Medical University/Centre for Anaesthesia and Surgical Intensive Care, Bach Mai Hospital, Hanoi, Vietnam for facilitating the conduct of this study.

9. Conflict of interest
The study utilized the hospital resources only, and no external or industry funding was involved.

10. Authors’ contribution
All authors took part in the concept, literature search, conduct of the study and manuscript preparation.

 

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